Julie A. Thompson
Professional summary
Julie Ann Thompson, CFP®, who also goes by Julie Ann Glover, Julie Ann Toney, is a registered financial advisor currently at CHARTER ADVISORY CORPORATION located in Indianapolis, Indiana and LPL FINANCIAL LLC located in Indianapolis, Indiana.
Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Julie has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Julie Ann Thompson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
September 30, 1999 - Present
CHARTER ADVISORY CORPORATION
Office #1: 250 E. 96th Street Suite 200, Indianapolis, IN 46240September 8, 2009 - Present
LPL FINANCIAL LLC
Office #1: 250 E 96th St, #200, Indianapolis, IN 46240March 31, 1999 - September 8, 2009
MUTUAL SERVICE CORPORATION
February 5, 1992 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
Primary Firm SEC Registration
CHARTER ADVISORY CORPORATION
CRD#: 113390 / SEC#: 801-119736
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/29/2013)
(9/8/2009)
(9/30/1999)
(9/8/2009)
(10/19/2021)
(7/9/2024)
(1/7/2026)
(4/10/2015)
(9/8/2009)
Exams
FINRA
Current Firm
CHARTER ADVISORY CORPORATION
CRD#: 113390 / SEC#: 801-119736
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,002 |
| AUM (Assets Under Management) | $ 366,305,467 |
Red Flags
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