Marco Fuentes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marco Fuentes, who also goes by Marco Adan Fuentes, Marco A Fuentes, was a registered financial professional .
Marco is a previously registered financial professional and started their career in finance in 1989. Marco had worked at 20 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 9, Series 10, Series 53, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2022 - December 31, 2022
PUBLIC ADVISORS LLC
March 15, 2022 - March 17, 2025
INDEPENDENT FINANCIAL GROUP, LLC
March 15, 2022 - March 17, 2025
INDEPENDENT FINANCIAL GROUP, LLC
May 26, 2021 - April 12, 2022
OPEN TO THE PUBLIC INVESTING, INC.
March 2, 2020 - June 1, 2021
INDEPENDENT FINANCIAL GROUP, LLC
March 2, 2020 - June 1, 2021
INDEPENDENT FINANCIAL GROUP, LLC
December 18, 2017 - March 12, 2020
J. W. COLE ADVISORS, INC.
September 28, 2017 - March 12, 2020
J.W. COLE FINANCIAL, INC.
March 8, 2016 - September 27, 2017
CENTAURUS FINANCIAL, INC.
March 7, 2016 - September 27, 2017
CENTAURUS FINANCIAL, INC.
August 4, 2015 - April 5, 2016
ORBIT GROUP LLC
July 11, 2012 - September 8, 2014
NEXT FINANCIAL GROUP, INC.
July 11, 2012 - September 8, 2014
NEXT FINANCIAL GROUP, INC.
April 27, 2012 - August 8, 2012
FIRST ALLIED ADVISORY SERVICES, INC.
August 24, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
August 9, 2010 - July 18, 2012
FIRST ALLIED SECURITIES, INC.
September 9, 2009 - July 26, 2010
WHITE PACIFIC SECURITIES, INC.
May 29, 2009 - September 8, 2009
WALLSTREET*E FINANCIAL SERVICES, INC.
May 9, 2008 - May 21, 2009
FIRST ALLIED SECURITIES, INC.
August 27, 2007 - May 21, 2009
FIRST ALLIED SECURITIES, INC.
January 27, 2006 - August 31, 2007
SECU BROKERAGE SERVICES
April 8, 1998 - January 23, 2006
SCOTTRADE, INC.
October 1, 1997 - March 12, 1998
ROUND HILL SECURITIES, INC.
July 1, 1993 - November 10, 1997
CHARLES SCHWAB & CO., INC.
March 19, 1993 - July 9, 1993
KENNEDY, CABOT & CO.
November 18, 1991 - February 8, 1993
AMERIPRISE ADVISOR SERVICES, INC.
September 26, 1990 - November 1, 1991
KENNEDY, CABOT & CO.
May 30, 1989 - July 31, 1990
THE STUART-JAMES COMPANY, INCORPORATED
January 3, 1989 - January 21, 1989
INTERFIRST CAPITAL CORPORATION
Primary Firm SEC Registration
PUBLIC ADVISORS LLC
CRD#: 318234 / SEC#: 801-123433
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 12/23/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PUBLIC ADVISORS LLC
CRD#: 318234 / SEC#: 801-123433
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,429 |
| AUM (Assets Under Management) | $ 8,812,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
