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Ravindranath Yanamadula

CRD# 1903157·Registered 1991 - 1998
Barred: Ravindranath Yanamadula was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Ravindranath Yanamadula, who also goes by Rauindranath Yanamadula, Ravi Yanamadula, was a registered financial advisor. Ravindranath was a previously registered financial professional and started their career in finance 1991 - 1998. Ravindranath had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rauindranath Yanamadula, Ravi Yanamadula

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

JOHN DAWSON & ASSOCIATES, INC.·CRD# 6347
BD
Chicago, IL
March 11, 1993 - February 24, 1998
FIRST MIDWEST SECURITIES, INC.·CRD# 21786
BD
Bloomington, IL
May 6, 1992 - February 25, 1993
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
November 11, 1991 - April 15, 1992

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Current Firm

JD
JOHN DAWSON & ASSOCIATES, INC.

JOHN DAWSON & ASSOCIATES, INC.

CRD#: 6347 / SEC#: 8-17314
BD
Cancelled by SEC on 06/13/2003

Contact Information

Established

Delaware since 03/28/1984

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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