Helen N. Sullivan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helen Niederhauser Sullivan, who also goes by Helen V Niederhauser, was a registered financial professional .
Helen is a previously registered financial professional and started their career in finance in 1989. Helen had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2004 - September 3, 2013
STARR STRATEGIC PARTNERS, LLC
July 15, 2003 - October 1, 2003
MONEY CONCEPTS CAPITAL CORP
April 2, 1991 - August 15, 2001
B. RILEY SECURITIES, INC.
December 4, 1990 - January 1, 1991
B. RILEY SECURITIES, INC.
February 20, 1990 - December 10, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 1989 - January 18, 1990
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STARR STRATEGIC PARTNERS, LLC
CRD#: 128569 / SEC#: , 8-66153
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STARR STRATEGIC HOLDINGS, LLC | SOLE MEMBER, OWNER | |
| CALLAHAN, MICHAEL LEONARD | CO-CHIEF COMPLIANCE OFFICER | 2533887 |
| EBERT, PAUL FRANCIS | FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPALOPERATIONS OFFICER | 1121231 |
| NIU, XIAOPENG RICK | PRESIDENT/INVESTMENT BANKING PRINCIPAL | 6193818 |
| WANG, QIANG | CO-CHIEF COMPLIANCE OFFICER/CR/INVESTMENT BANKING PRINCIPAL | 5027977 |
| WANG, QIANG | HEAD OF INVESTMENT BANKING AND PRIVATE PLACEMENTS | 5027977 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
