John G. Peluso
Professional summary
John Gabriel Peluso Jr., who also goes by John Gabriel Peluso Jr, John Gabriel Peluso, is a registered financial advisor currently at THURSTON SPRINGER ADVISORS located in St. Louis, Missouri and THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Indianapolis, Indiana.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. John has worked at 6 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Gabriel Peluso Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2023 - Present
THURSTON SPRINGER ADVISORS
November 16, 2023 - Present
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Office #1: 9000 Keystone Crossing Suite 700, Indianapolis, IN 46240May 17, 2022 - October 11, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 17, 2022 - October 11, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 16, 2012 - October 11, 2023
WELLS FARGO CLEARING SERVICES, LLC
July 16, 2012 - November 21, 2016
FIRST CLEARING, LLC
April 28, 2005 - October 11, 2023
WELLS FARGO CLEARING SERVICES, LLC
September 23, 2002 - July 16, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 25, 2002 - July 16, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 1, 1999 - January 29, 2002
WELLS FARGO CLEARING SERVICES, LLC
May 22, 1991 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
Primary Firm SEC Registration
THURSTON SPRINGER ADVISORS
CRD#: 299201 / SEC#: 801-114256
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2023)
(11/16/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
THURSTON SPRINGER ADVISORS
CRD#: 299201 / SEC#: 801-114256
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,759 |
| AUM (Assets Under Management) | $ 3,675,305,852 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | ||
| 02/28/2024 |
Red Flags
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