Nikolaus Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nikolaus Schneider was a registered financial professional .
Nikolaus is a previously registered financial professional and started their career in finance in 1988. Nikolaus had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2012 - December 1, 2014
LATITUDE ADVISORS, LLC
October 5, 2012 - December 1, 2014
GWN SECURITIES INC.
November 13, 2006 - October 12, 2012
CETERA INVESTMENT ADVISERS LLC
June 30, 2004 - October 12, 2012
CETERA FINANCIAL SPECIALISTS LLC
December 23, 1988 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
Primary Firm SEC Registration
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
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