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TC

Thomas Castronovo

TOTAL CLARITY WEALTH MANAGEMENT,
Batavia, IL 60510
Some features on this profile are disabled
CRD#: 1902648
TC

Professional summary

Thomas Castronovo, AIF®, who also goes by Thomas Nicholas Castronovo, is a registered financial advisor currently at TOTAL CLARITY WEALTH MANAGEMENT, INC located in Batavia, Illinois.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Thomas has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas Nicholas Castronovo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/1/2025 - Present, BENET ACADEMY HIGH SCHOOL, Program Director and Coach for boys' and girls' tennis program, not investment related, 2200 Maple Avenue, Lisle, IL 60532, approx. 20 hours/week - seasonal 2. 2011 - Independent Licensed INSURANCE AGENT - Investment Related - At Reported Business Location(s) - Non-Variable Insurance 3. 3/ 2022 NAPERVILLE TENNIS CLUB, Instructor, Non-Investment Related, Naperville, IL 60540, 3 Hours/Week, 0 hours during trading hours, Tennis Lessons

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Castronovo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

February 3, 2015 - Present

TOTAL CLARITY WEALTH MANAGEMENT, INC

Office #1: 201 Houston St Suite 102, Batavia, IL 60510
RIA
CRD#: 142728
Batavia, IL
Past

November 13, 2018 - December 18, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
BATAVIA, IL
Past

July 6, 2011 - January 22, 2018

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
ST CHARLES, IL
Past

July 6, 2011 - October 5, 2018

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
ST CHARLES, IL
Past

April 29, 2011 - July 12, 2011

LPL FINANCIAL LLC

RIA
CRD#: 6413
ST CHARLES, IL
Past

April 13, 2011 - July 12, 2011

LPL FINANCIAL LLC

BD
CRD#: 6413
ST CHARLES, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TOTAL CLARITY WEALTH MANAGEMENT, INC
AMERICAN CAPITAL MANAGEMENT | TOTAL CLARITY WEALTH MANAGEMENT, INC | PREACTIVE INVESTMENTS | PLANNED FINANCIAL INDEPENDENCE | EXEMPLAR FINANCIAL NETWORK | CRITERION WEALTH ADVISORS, LLC | BEYOND WEALTH MANAGEMENT, INC. | AMERICAN CAPITAL MANAGEMENT, INC

CRD#: 142728 / SEC#: 801-67755

RIA
Registered Investment Advisory firm - (4/11/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(2/3/2015)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/28/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/8/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/12/2011
General Securities Representative Examination

Current Firm

TC
TOTAL CLARITY WEALTH MANAGEMENT, INC
AMERICAN CAPITAL MANAGEMENT | TOTAL CLARITY WEALTH MANAGEMENT, INC | PREACTIVE INVESTMENTS | PLANNED FINANCIAL INDEPENDENCE | EXEMPLAR FINANCIAL NETWORK | CRITERION WEALTH ADVISORS, LLC | BEYOND WEALTH MANAGEMENT, INC. | AMERICAN CAPITAL MANAGEMENT, INC

CRD#: 142728 / SEC#: 801-67755

RIA
Registered Investment Advisory firm - (4/11/2007 Approved)
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Contact information

Main Address
525 Tyler Rd Suite T, St. Charles, IL 60174
Mailing Address
Phone number
(630) 762-9352
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TOTAL CLARITY VISION ACCOUNT WRAP FEE BROCHURE (3/24/2025)
TOTAL CLARITY PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts2,412
AUM (Assets Under Management)$ 607,883,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOTAL CLARITY WEALTH MANAGEMENT, INC

CRD#: 142728Batavia, IL 60510

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