AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KG

Kurt P. Gunderson

Some features on this profile are disabled
CRD#: 1902594
KG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kurt Paul Gunderson, CFP®, who also goes by Kurt Paul Gunderson, was a registered financial professional .

Kurt is a previously registered financial professional and started their career in finance in 1988. Kurt had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kurt Paul Gunderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1992

Experience

Past

July 14, 2025 - April 27, 2026

SEALY INVESTMENT SECURITIES, LLC

BD
CRD#: 300691
DALLAS, TX
Past

July 14, 2022 - June 24, 2025

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
ORLANDO, FL
Past

May 23, 2018 - August 29, 2018

NORTHSTAR SECURITIES, LLC

BD
CRD#: 150409
GREENWOOD VILLAGE, CO
Past

May 31, 2017 - May 3, 2022

S2K FINANCIAL LLC

BD
CRD#: 248786
ORLANDO, FL
Past

September 16, 2016 - April 29, 2017

ORCHARD SECURITIES, LLC

BD
CRD#: 133378
PLEASANT GROVE, UT
Past

August 17, 2015 - July 21, 2016

MUTUAL OF AMERICA SECURITIES LLC

BD
CRD#: 27878
BLOOMINGTON, MN
Past

August 17, 2015 - July 21, 2016

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

BD
CRD#: 15356
BLOOMINGTON, MN
Past

July 29, 2013 - May 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
WINDOM, MN
Past

January 15, 2010 - May 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
WINDOM, MN
Past

October 6, 2009 - January 15, 2010

FINTEGRA, LLC

BD
CRD#: 16741
ST CLOUD, MN
Past

June 28, 2007 - March 3, 2008

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
WHITEFISH, MT
Past

November 3, 2005 - June 4, 2007

D.A. DAVIDSON & CO.

RIA
CRD#: 199
FORT COLLINS, CO
Past

October 29, 2004 - June 4, 2007

D.A. DAVIDSON & CO.

BD
CRD#: 199
FORT COLLINS, CO
Past

May 10, 2000 - November 2, 2004

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

July 7, 1997 - May 10, 2000

GUARANTY BROKERAGE SERVICES, INC.

BD
CRD#: 23302
ST. CLOUD, MN
Past

January 4, 1996 - July 8, 1997

AEGON USA SECURITIES INC.

BD
CRD#: 13302
CEDAR RAPIDS, IA
Past

February 6, 1989 - September 5, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

December 20, 1988 - January 4, 1996

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
APPLETON, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/22/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/7/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/13/1993
General Securities Principal Examination

Current Firm

SI
SEALY INVESTMENT SECURITIES, LLC
SEALY INVESTMENT SECURITIES, LLC

CRD#: 300691 / SEC#: , 8-70340

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5910 N. Central Expressway, Suite 1700, Dallas, TX 75206
Mailing Address
5910 N. Central Expressway, Suite 1700, Dallas, TX 75206
Phone number
(714) 812-1668
Established
Georgia since 12/19/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEALY & COMPANY, LLCDIRECT OWNER
BARAUSKY, PAUL MICHAELCHIEF DISTRIBUTION OFFICER2104993
CARTER, ANA ROUMENOVAFINOP, PFO, POO4424794
JACKSON, PETER LYNNPRESIDENT & CEO4276062
MARTIN, CHRISTINA MARIECHIEF COMPLIANCE OFFICER6228852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEALY INVESTMENT SECURITIES, LLC

CRD#: 300691

TRUST BUT VERIFY

Monitor Kurt Gunderson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.