Deborah M. Brown

KEY INVESTMENT SERVICES LLC

Vancouver, WA

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CRD#: 1902508

Professional summary

Deborah Michele Brown, who also goes by Deborah Michele Abrahamson ^, Deborah Michele Abrahamson, Deborah Michele Frasier ^, Deborah Michele Frasier, Deborah Michelle Frasier, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Vancouver, Washington.

Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Deborah has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deborah Michele Abrahamson ^ | Deborah Michele Abrahamson | Deborah Michele Frasier ^ | Deborah Michele Frasier | Deborah Michelle Frasier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Door Dash; not investment related; 303 2nd Street, #800 San Francisco, California 94103; food delivery service; driver; 6/2021; 30 hours a month during non-trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Michele Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Deborah Michele Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2020 - Present

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

Vancouver, WA

Current

November 1, 2017 - Present

KEY INVESTMENT SERVICES LLC

Office #1: 4900 Tiedeman Road, Brooklyn, OH 44144

RIA

CRD#: 136300

Brooklyn, OH

Past

August 24, 2016 - April 4, 2017

SII INVESTMENTS, INC.

CRD#: 2225

LAKE OSWEGO, OR

Past

January 10, 2014 - August 9, 2016

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

VANCOUVER, WA

Past

June 5, 2013 - January 8, 2014

LPL FINANCIAL LLC

CRD#: 6413

VANCOUVER, WA

Past

September 30, 2010 - August 8, 2011

LPL FINANCIAL LLC

CRD#: 6413

VANCOUVER, WA

Past

August 15, 2008 - October 4, 2010

OSAIC SERVICES, INC.

CRD#: 133763

VANCOUVER, WA

Past

September 12, 2005 - August 17, 2006

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

ISELIN, NJ

Past

March 1, 1996 - September 19, 2003

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

August 7, 1992 - May 8, 1995

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

April 18, 1991 - July 29, 1992

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 4, 1990 - March 6, 1991

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oklahoma
(11/1/2017)

Oregon
(6/19/2018)

Washington
(11/1/2017)

IAR

Washington
(1/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/18/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/6/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Mailing Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Phone number

(888) 547-2968

Established

Ohio since 06/08/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,131

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

KIS FORM ADV PART 2A APPENDIX 1 (4/21/2025)

Direct owners and executive officers

Name	Position	CRD#
KEYBANC CAPITAL MARKETS INC.	SOLE OWNER	566
CALABRESE, GIUSEPPE NMN	CO-CEO/PRESIDENT	5013231
DOUCE, MARK IVAN	CHIEF COMPLIANCE OFFICER	2959137
GULLA, MATTHEW TODD	CHIEF ADMINISTRATIVE OFFICER	3040637
HOTZ, BURTON BRUCE NICHOLAS	CHIEF RISK OFFICER	3025138
JANOFSKY, PAULA MARIE	OPERATIONS OFFICER	2882776
KOVACHICK, MARK ALLAN	CHIEF FINANCIAL OFFICER/DIRECTOR	5390571
SCHMIDT, SOLOMON LEE	CO-CEO/PRESIDENT	4404279
SKARDA, JOSEPH BRIEL	HEAD OF KEY WEALTH MANAGEMENT	4288186
THEBERGE, JONATHAN MARC	CHIEF OPERATIONS OFFICER	7722891
WEICK, PAUL ALFRED II	CHIEF LEGAL OFFICER	2286289

Regulatory assets under management

Total Number of Accounts	27,533
AUM (Assets Under Management)	$ 6,107,213,206

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Deborah M. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Michele Brown's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Deborah Michele Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY INVESTMENT SERVICES LLC

SII INVESTMENTS, INC.

COUNTRY CAPITAL MANAGEMENT COMPANY

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC SERVICES, INC.

THE CONCORD EQUITY GROUP, LLC

SUNAMERICA SECURITIES, INC.

CIBC WORLD MARKETS CORP.

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

KEY INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/18/2019

Series 63

Date: 2/6/1991

SIE

Date: 10/1/2018

Series 7

Date: 12/3/1990

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

Contact information

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

KEY INVESTMENT SERVICES LLC

TRUST BUT VERIFY

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