Michael H. Glick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Howard Glick, who also goes by Michael H Glick, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2020 - April 7, 2021
BTIG, LLC
January 22, 2019 - February 12, 2020
R.W.PRESSPRICH & CO.
September 27, 2016 - January 18, 2019
INTL FCSTONE CREDIT TRADING LLC
September 5, 2012 - August 2, 2016
SEAPORT GLOBAL SECURITIES LLC
August 2, 2010 - July 12, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
March 10, 2008 - July 9, 2010
KNIGHT LIBERTAS LLC
April 18, 2000 - February 11, 2008
DEUTSCHE BANK SECURITIES INC.
August 20, 1996 - February 28, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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