Todd M. Rice

ALGORITHMIC INVESTMENT MODELS

Boston, MA 02116

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CRD#: 1902440

Professional summary

Todd Matthew Rice, who also goes by Todd Rice, is a registered financial advisor currently at ALGORITHMIC INVESTMENT MODELS located in Boston, Massachusetts.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Todd has worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Rice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Matthew Rice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2022 - Present

ALGORITHMIC INVESTMENT MODELS

Office #1: 125 Newbury St 4th Floor, Boston, MA 02116

RIA

CRD#: 306354

Boston, MA

Past

June 25, 2021 - February 12, 2025

ALGORITHMIC INVESTMENT MODELS, LLC

RIA

CRD#: 311646

BOSTON, MA

Past

January 15, 1990 - June 6, 1990

COWEN AND COMPANY

CRD#: 7616

Past

November 23, 1988 - August 31, 1989

SALOMON BROTHERS INC.

CRD#: 740

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALGORITHMIC INVESTMENT MODELS

ALGORITHMIC INVESTMENT MODELS | BEAUMONT CAPITAL MANAGEMENT, LLC | ALGORITHMIC INVESTMENT MODELS, LLC

CRD#: 306354 / SEC#: 801-117772

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/29/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

Current Firm

ALGORITHMIC INVESTMENT MODELS

ALGORITHMIC INVESTMENT MODELS | BEAUMONT CAPITAL MANAGEMENT, LLC | ALGORITHMIC INVESTMENT MODELS, LLC

CRD#: 306354 / SEC#: 801-117772

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

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Contact information

Main Address

125 Newbury St 4th Floor, Boston, MA 02116

Mailing Address

Phone number

(888) 777-0535

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALGORITHMIC INVESTMENT MODELS, LLC (AIM) DISCLOSURE BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	289
AUM (Assets Under Management)	$ 156,927,853

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd M. Rice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Matthew Rice's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALGORITHMIC INVESTMENT MODELS, LLC

COWEN AND COMPANY

SALOMON BROTHERS INC.

Primary Firm SEC Registration

ALGORITHMIC INVESTMENT MODELS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/2021

Series 63

Date: 12/2/1988

Series 3

Date: 11/29/1988

Series 7

Date: 11/19/1988

Current Firm

ALGORITHMIC INVESTMENT MODELS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALGORITHMIC INVESTMENT MODELS

TRUST BUT VERIFY

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