Timothy F. Knauf
Professional summary
Timothy Francis Knauf is a registered financial advisor currently at MIDWEST FINANCIAL ASSOCIATES, INC. located in Rockford, Illinois.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Timothy has worked at 5 firms and has passed the Series 65, Series 63, Series 62, Series 6, Series 51 and Series 24 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Francis Knauf's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2011 - Present
MIDWEST FINANCIAL ASSOCIATES, INC.
Office #1: 4615 E State Street Suite 102, Rockford, IL 61108August 25, 1999 - February 23, 2011
FIRST HEARTLAND CONSULTANTS, INC.
July 28, 1999 - February 23, 2011
FIRST HEARTLAND CAPITAL, INC.
December 9, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 9, 1988 - July 28, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/7/2023)
(10/7/2011)
(12/9/2021)
Exams
Series 62
Date: 12/8/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
MIDWEST FINANCIAL ASSOCIATES, INC.
CRD#: 158573 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 539 |
| AUM (Assets Under Management) | $ 99,600,932 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
