Steven E. Sundberg
Professional summary
Steven Eric Sundberg, who also goes by Steven E Sundberg, is a registered financial advisor currently at WOOD RIVER CONSULTING located in Hailey, Idaho.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Steven has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Eric Sundberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2018 - Present
WOOD RIVER CONSULTING
October 19, 2012 - October 6, 2016
FIDELITY DISTRIBUTORS COMPANY LLC
October 4, 2001 - September 7, 2012
QUASAR DISTRIBUTORS, LLC
August 9, 2000 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
March 28, 1996 - July 12, 2000
SYMETRA SECURITIES, INC.
September 20, 1993 - July 7, 1994
WAMU INVESTMENTS, INC.
November 27, 1991 - February 19, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
December 21, 1988 - December 3, 1991
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/7/2019)
(10/8/2018)
(9/26/2018)
(1/14/2019)
(4/1/2019)
Exams
Current Firm
WOOD RIVER CONSULTING
CRD#: 298095 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 18,800,000 |
Red Flags
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