David W. Crist
WIN TEAM ADVISORY SERVICES
Irvine, CA 92618
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CRD#: 1902177
Professional summary
David Winston Crist, CFP® is a registered financial advisor currently at WIN TEAM ADVISORY SERVICES located in Irvine, California and J. W. COLE ADVISORS, INC. located in Irvine, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. David has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) WIN-TEAM ADVISORY SERVICES/WIN-TEAM INSURANCE SERVICES INC - DBA; INVESTMENT RELATED; 560 WALD, IRVINE, CA 92618; REGISTERED INVESTMENT ADVISOR;PRESIDENT & CCO/INVESTMENT ADVISOR REPRESENTATIVE; 10/27/2008. 90 HOURS PER MONTH DEVOTED: 90 HOURS PER MONTH DEVOTED DURING TRADING HOURS; INVESTMENT ADVISORY SERVICES 2.)DAVID CRIST INSURANCE AGENT; INVESTMENT RELATED; 560 WALD, IRVINE, CA 92618; FIXED INSURANCE; AGENT; 01/27/2000; 160 HOURS DEVOTED PER MONTH; FIXED INSURANCE SALES 3.) JAMES AND LOIS HUNDLEY IRREVOCABLE TRUST; NOT INVESTMENT RELATED; 560 WALD, IRVINE, CA 92618; ILIT; CO-TRUSTEE;12/01/2009; 1 HOURS PER MONTH. CO-TRUSTEE 4.) DWC FINANCIAL SERVICES, INC.; NOT INVESTMENT RELATED; 560 WALD, IRVINE, CA 92618; CONSULTANT ENTITY TO RUN PAYROLL FOR STAFF;PRESIDENT/OWNER; 06/10/11 40 HOURS PER MONTH DEVOTED; CONSULTANT ENTITY TO RUN PAYROLL FOR STAFF PER MONTH. 5.) JAMES E HUNDLEY AND LOIS A HUNDLEY IRREVOCABLE TRUST DTD 1/16/2013; NOT INVESTMENT RELATED; 560 WALD, IRVINE, CA 92618; ILIT;CO-TRUSTEE; 01/16/2013; 1 HOURS PER MONTH DEVOTED; CO-TRUSTEE 6.)J.W. Cole Financial, Inc.; Tampa, FL; Investment Related; Branch Manager/Registered Representative; Started 11/2019; Broker/Dealer Product Sales and Supervision; 10% of time spent. 7.) J.W. Cole Advisors, Inc.; Tampa, FL; Investment Related; Investment Advisor Representative; Started 11/2019; Investment Advisory Services; 50% of time spent.
CRS (Client Relationship Summary) - RIA
Click below to view David Winston Crist's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
April 25, 2001 - Present
WIN TEAM ADVISORY SERVICES
Office #1: 560 Wald, Irvine, CA 92618RIA
CRD#: 136680
Irvine, CA
Current
November 5, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #1: 560 Wald, Irvine, CA 92618RIA
CRD#: 112294
IRVINE, CA
Current
November 4, 2019 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 560 Wald, Irvine, CA 92618BD
CRD#: 124583
Irvine, CA
Past
November 20, 2008 - February 2, 2010
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
IRVINE, CA
Past
November 5, 2008 - November 4, 2019
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
IRVINE, CA
Past
March 1, 1999 - November 18, 2008
SII INVESTMENTS, INC.
RIA
CRD#: 2225
MOSCOW, ID
Past
September 24, 1998 - November 18, 2008
SII INVESTMENTS, INC.
BD
CRD#: 2225
MOSCOW, ID
Past
August 19, 1994 - October 2, 1998
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
February 14, 1989 - September 7, 1994
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/4/2019)
IAR
California(4/25/2001)
RR
California(11/4/2019)
RR
Colorado(11/4/2019)
RR
Idaho(11/4/2019)
RR
Nevada(11/4/2019)
RR
North Carolina(11/6/2019)
RR
Oregon(3/16/2021)
RR
Texas(10/15/2024)
RR
Washington(3/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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