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IV

Isabel A. Vargas

MIURA CAPITAL
Miami, FL 33131
Some features on this profile are disabled
CRD#: 1902124
IV

Professional summary

Isabel Arlene Vargas is a registered financial professional currently at MIURA CAPITAL, LLC located in Miami, Florida.

Isabel is registered as a RR (Registered Representative) and started their career in finance in 2015. Isabel has worked at 1 firm and has passed the SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Isabel Arlene Vargas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2015 - Present

MIURA CAPITAL, LLC

Office #1: 1395 Brickell Ave Suite 1560, Miami, FL 33131
BD
CRD#: 146193
Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 1/9/2015
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MIURA CAPITAL, LLC
MIURA CAPITAL, LLC | MWM SECURITIES, LLC | MUREX CAPITAL, LLC

CRD#: 146193 / SEC#: , 8-67793

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1395 Brickell Ave Suite 1560, Miami, FL 33131
Mailing Address
1395 Brickell Ave Suite 1560, Miami, FL 33131
Phone number
(305) 529-4700
Established
Florida since 06/20/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PEDRO RAUL LOPEZ REVOCABLE TRUSTSHAREHOLDER
MWM HOLDINGS GROUP, INC.SHAREHOLDER
HUOP TRUST (REVOCABLE)SHAREHOLDER
D ALFONSO, ITALOCEO4485045
LOPEZ-JACOME, PEDRO RAULTRUSTEE4875711
MENDEZ, MARCO ANTONIOPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER1175827
ORTEGA, HUGO RAFAELTRUSTEE4875723
PINANGO DE CHENE, RICHARD JOSECHIEF COMPLIANCE OFFICER6404348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIURA CAPITAL, LLC

CRD#: 146193Miami, FL 33131

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