Charles N. Letizia
Professional summary
Charles Nicholas Letizia JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Charles had worked at 3 firms, which includes BIRCHTREE FINANCIAL SERVICES LLC, ROBERT THOMAS SECURITIES INC, F.N. WOLF & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 1996 - December 31, 1997
BIRCHTREE FINANCIAL SERVICES LLC
February 3, 1994 - May 2, 1996
ROBERT THOMAS SECURITIES, INC
February 14, 1989 - February 2, 1994
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
BIRCHTREE FINANCIAL SERVICES LLC
CRD#: 15014 / SEC#: , 8-31632
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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