Clifford M. Brandt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Merril Brandt, who also goes by Clifford M. Brandt, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 2001. Clifford had worked at 20 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2013 - September 23, 2016
THE MUTUAL FUND STORE
March 5, 2012 - September 8, 2015
THE MUTUAL FUND STORE
March 5, 2012 - September 8, 2015
THE MUTUAL FUND STORE
March 5, 2012 - September 8, 2015
THE MUTUAL FUND STORE
March 1, 2011 - February 11, 2016
THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTER
February 25, 2011 - September 8, 2015
THE MUTUAL FUND STORE
February 25, 2011 - September 8, 2015
THE MUTUAL FUND STORE
February 24, 2011 - September 8, 2015
THE MUTUAL FUND STORE
January 6, 2010 - September 8, 2015
THE MUTUAL FUND STORE
January 6, 2010 - September 8, 2015
THE MUTUAL FUND STORE
October 8, 2009 - December 1, 2016
TMFS ADVISORY SERVICES, LLC
July 3, 2007 - December 11, 2008
THE MUTUAL FUND STORE
June 13, 2007 - September 8, 2015
THE MUTUAL FUND STORE
June 13, 2007 - September 8, 2015
THE MUTUAL FUND STORE
April 30, 2007 - September 8, 2015
THE MUTUAL FUND STORE
April 30, 2007 - September 8, 2015
THE MUTUAL FUND STORE
April 30, 2007 - September 8, 2015
THE MUTUAL FUND STORE
April 25, 2007 - December 1, 2016
FINANCIAL ENGINES ADVISOR CENTER, LLC
April 16, 2001 - October 2, 2006
AMERICAN CENTURY BROKERAGE, INC.
April 9, 2001 - October 2, 2006
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE MUTUAL FUND STORE
CRD#: 165877 / SEC#: 801-77297
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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