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Gene Altman

CRD# 1901966·Registered 1989 - 2003
Previously Registered: Being a previously registered professional could mean that Gene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gene Altman, who also goes by Eugene M Altman, Eugene Altman, was a registered financial advisor. Gene was a previously registered financial professional and started their career in finance 1989 - 2003. Gene had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eugene M Altman, Eugene Altman

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

PIRRONE & CO., INC.·CRD# 29828
BD
Hudson, NY
September 8, 1992 - November 21, 2003
AMERICA INVEST ONLINE, INC.·CRD# 21166
BD
Roslyn Heights, NY
April 6, 1991 - August 27, 1992
GLEACHER & COMPANY SECURITIES, INC.·CRD# 298
BD
New York, NY
January 24, 1989 - June 8, 1990

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Current Firm

P&
PIRRONE & CO., INC.

PIRRONE & CO., INC.

CRD#: 29828 / SEC#: 8-44590
BD
Terminated by SEC on 05/08/2005

Contact Information

Established

New York since 08/28/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PIRRONE, ROBERT RICHARDPRES, CEO, CFO, COO, CCO364029
PIRRONE, LINDA DVICE PRESIDENT—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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