Kevin C. Dills
Professional summary
Kevin Conway Dills was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kevin is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Kevin had worked at 6 firms, which includes DEL MAR FINANCIAL SERVICES INCORPORATED, PACIFIC COAST FINANCIAL SECURITIES INC., FIRST AMERICAN BILTMORE SECURITIES INC., HOLFORD SECURITIES (U.S.) INC., WHITEHALL INVESTMENT SECURITIES LTD., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 1993 - October 26, 1998
DEL MAR FINANCIAL SERVICES, INCORPORATED
January 20, 1992 - February 27, 1992
PACIFIC COAST FINANCIAL SECURITIES, INC.
October 9, 1991 - January 7, 1992
FIRST AMERICAN BILTMORE SECURITIES, INC.
April 30, 1991 - May 20, 1991
HOLFORD SECURITIES (U.S.), INC.
May 1, 1990 - October 23, 1990
WHITEHALL INVESTMENT SECURITIES, LTD.
November 21, 1989 - March 27, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
DEL MAR FINANCIAL SERVICES, INCORPORATED
CRD#: 34638 / SEC#: , 8-46308
Contact information
Documents
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