Rafael J. Benavente
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rafael Jose Benavente, who also goes by Rafa Benauente, Rafael Jose Benauente Jr, Rafael Jose Benauente, was a registered financial professional .
Rafael is a previously registered financial professional and started their career in finance in 1991. Rafael had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2010 - November 12, 2012
INTERBOLSA SECURITIES, LLC
November 21, 1998 - December 16, 2010
CITIGROUP GLOBAL MARKETS INC.
July 21, 1997 - December 18, 1998
CITICORP SECURITIES, INC.
March 10, 1997 - July 14, 1997
SECWEST SECURITIES, INC.
October 11, 1992 - March 7, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 8, 1991 - October 2, 1992
OSAIC FS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INTERBOLSA SECURITIES, LLC
CRD#: 150715 / SEC#: , 8-68289
Contact information
Documents
Red Flags
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