William S. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Sumner Scott, who also goes by Bill Scott, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 4 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2009 - December 21, 2011
MHA FINANCIAL CORP
April 2, 2007 - December 5, 2007
MHA FINANCIAL CORP
May 8, 1997 - October 13, 2005
MHA FINANCIAL CORP
May 21, 1992 - May 9, 1997
WORLD INVEST CORPORATION
July 27, 1989 - September 24, 1992
NOVA SECURITIES, INCORPORATED
November 23, 1988 - April 22, 1989
CAREY JAMISON & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MHA FINANCIAL CORP
CRD#: 7462 / SEC#: , 8-21836
Contact information
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 85,836,784 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
