Bettina S. Lee

THE LAM GROUP

Lake Oswego, OR

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CRD#: 1901588

Professional summary

Bettina Sarah Lee, who also goes by Tina Lee Lam, Tina Lee, is a registered financial advisor currently at THE LAM GROUP, INC. located in Lake Oswego, Oregon.

Bettina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Bettina has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tina Lee Lam | Tina Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRUSTEE OF THE LAM GROUP'S 401K PLANS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bettina Sarah Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2010 - Present

THE LAM GROUP, INC.

RIA

CRD#: 128055

Lake Oswego, OR

Past

November 23, 1988 - June 12, 1995

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE LAM GROUP, INC.

CRD#: 128055 / SEC#: 801-62544

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/29/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

Current Firm

THE LAM GROUP, INC.

CRD#: 128055 / SEC#: 801-62544

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

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Contact information

Main Address

Lake Oswego, OR

Mailing Address

P.o. Box 850, Lake Oswego, OR 97034

Phone number

(503) 635-9344

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE LAM GROUP, ADV PART 2A - 2B (3/25/2025)

Regulatory assets under management

Total Number of Accounts	306
AUM (Assets Under Management)	$ 388,270,885

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bettina S. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bettina Sarah Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LAM GROUP, INC.

DB ALEX. BROWN LLC

Primary Firm SEC Registration

THE LAM GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2010

Series 63

Date: 12/22/1989

Series 7

Date: 11/19/1988

Current Firm

THE LAM GROUP, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE LAM GROUP, INC.

TRUST BUT VERIFY

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