Mark P. Heaslip
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Patrick Heaslip, who also goes by Mark Heaslip, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1989. Mark had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2013 - May 9, 2018
FIDUCIARY WEALTH MANAGEMENT, LLC
October 11, 2011 - December 31, 2011
WESTMINSTER FINANCIAL ADVISORY CORP
October 10, 2011 - December 31, 2011
WESTMINSTER FINANCIAL SECURITIES, INC.
May 4, 1999 - June 9, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
April 16, 1999 - June 9, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
December 24, 1996 - April 16, 1999
WASHINGTON INVESTMENT CORPORATION
January 22, 1994 - January 4, 1997
CITIGROUP GLOBAL MARKETS INC.
March 26, 1990 - January 12, 1994
PRUDENTIAL EQUITY GROUP, LLC
March 2, 1989 - November 1, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDUCIARY WEALTH MANAGEMENT, LLC
CRD#: 157290 / SEC#: 801-108997
Contact information
Regulatory assets under management
| Total Number of Accounts | 414 |
| AUM (Assets Under Management) | $ 451,605,476 |
Red Flags
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