Lee R. Riegler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Richard Riegler JR., who also goes by Lee Richard Riegler, Richard L Riegler, Richard Lee Riegler, Rick Riegler, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1989. Lee had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2010 - October 11, 2018
LEE RICHARD RIEGLER, JR.
May 6, 2002 - October 5, 2018
SECURITIES SERVICE NETWORK, LLC
October 2, 1995 - May 3, 2002
SECURITIES AMERICA, INC.
March 20, 1995 - October 9, 1995
BOLTON GLOBAL CAPITAL
July 20, 1990 - March 22, 1995
ABBOTT SECURITIES, INC.
November 20, 1989 - December 11, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - August 8, 1990
OSAIC WEALTH, INC.
August 22, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEE RICHARD RIEGLER, JR.
CRD#: 116321 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
