Colette M. Rex
Professional summary
Colette M Rex, who also goes by Colette Maureen Rex, Colette M Rex, is a registered financial professional currently at TZ CLEAR LLC located in Dallas, Texas.
Colette is registered as a RR (Registered Representative) and started their career in finance in 2001. Colette has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4, Series 27, Series 9, Series 10, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colette M Rex's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2023 - Present
TZ CLEAR LLC
Office #1: 8080 North Central Expressway Suite 1700, Dallas, TX 75206February 17, 2020 - September 27, 2021
FUTU CLEARING INC
November 20, 2012 - October 15, 2019
AXOS CLEARING LLC
March 29, 2011 - November 16, 2012
MORGAN STANLEY
May 27, 2010 - November 1, 2010
BPU INVESTMENT MANAGEMENT INC.
July 16, 2007 - January 11, 2010
LPL FINANCIAL LLC
October 4, 2004 - March 3, 2006
MONY SECURITIES CORPORATION
June 1, 2001 - March 13, 2007
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2023)
(5/3/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TZ CLEAR LLC
CRD#: 8089 / SEC#: , 8-24511
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
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Company Information
TZ CLEAR LLC
CRD#: 8089Dallas, TX 75206TRUST BUT VERIFY
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