Scott D. Prickett

CHANDLER ASSET MANAGEMENT

Seattle, WA 98104

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CRD#: 1901448

Professional summary

Scott David Prickett is a registered financial advisor currently at CHANDLER ASSET MANAGEMENT INC located in Seattle, Washington.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Scott has worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Prickett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2014 - Present

CHANDLER ASSET MANAGEMENT INC

Office #1: 701 5th Avenue Suite 6850, Seattle, WA 98104

RIA

CRD#: 107287

Seattle, WA

Past

January 1, 2005 - April 30, 2014

D.A. DAVIDSON & CO.

CRD#: 199

SEATTLE, WA

Past

September 19, 2003 - April 30, 2014

DAVIDSON FIXED INCOME MANAGEMENT, INC.

RIA

CRD#: 127844

DENVER, CO

Past

December 4, 2001 - January 1, 2005

KFS BD, INC.

CRD#: 490

OMAHA, NE

Past

January 1, 1999 - September 24, 2003

LANGHOFF BROOKS, A DIVISION OF KIRKPATRICK PETTIS

RIA

CRD#: 112381

DENVER, CO

Past

February 9, 1995 - February 1, 2002

INVESTMENT RESOURCES NETWORK, INC.

CRD#: 25069

DENVER, CO

Past

May 26, 1994 - January 18, 1995

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

August 28, 1992 - February 10, 1993

ISAAK BOND INVESTMENTS, INC.

CRD#: 7413

LAKEWOOD, CO

Past

November 23, 1988 - December 8, 1988

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHANDLER ASSET MANAGEMENT INC

CHANDLER ASSET MANAGEMENT INC | N/A

CRD#: 107287 / SEC#: 801-44378

RIA

Registered Investment Advisory firm - (7/22/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/1/2014)

IAR

Colorado
(5/1/2014)

IAR

Florida
(3/31/2015)

IAR

Washington
(5/1/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/26/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/1/1997

General Securities Principal Examination

Current Firm

CHANDLER ASSET MANAGEMENT INC

CHANDLER ASSET MANAGEMENT INC | N/A

CRD#: 107287 / SEC#: 801-44378

RIA

Registered Investment Advisory firm - (7/22/1993 Approved)

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Contact information

Main Address

9255 Towne Centre Drive Suite 600, San Diego, CA 92121

Mailing Address

Phone number

(858) 546-3737

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHANDLER ADV PART 2 2025SEP08 (9/8/2025)

Regulatory assets under management

Total Number of Accounts	1,049
AUM (Assets Under Management)	$ 41,582,938,832

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott D. Prickett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Prickett's CRS (Customer Relationship Summary).

Certified licenses

Experience

D.A. DAVIDSON & CO.

DAVIDSON FIXED INCOME MANAGEMENT, INC.

KFS BD, INC.

LANGHOFF BROOKS, A DIVISION OF KIRKPATRICK PETTIS

INVESTMENT RESOURCES NETWORK, INC.

ALPS DISTRIBUTORS, INC.

ISAAK BOND INVESTMENTS, INC.

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

CHANDLER ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/7/1994

Series 7

Date: 8/26/1992

Series 24

Date: 7/1/1997

Current Firm

CHANDLER ASSET MANAGEMENT INC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHANDLER ASSET MANAGEMENT INC

TRUST BUT VERIFY

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