Robert N. Martz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Nicholas Martz was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2018 - November 20, 2019
PEOPLE'S UNITED ADVISORS, INC.
November 3, 2016 - November 20, 2019
PEOPLE'S SECURITIES, INC.
November 2, 2016 - November 20, 2019
PEOPLE'S SECURITIES, INC.
April 28, 2008 - November 29, 2016
GERSTEIN FISHER
January 16, 2008 - August 9, 2017
GFA SECURITIES, LLC
November 29, 2004 - November 16, 2007
WELLS FARGO SECURITIES, LLC
August 31, 2004 - September 22, 2004
NEW ENGLAND SECURITIES
August 31, 2004 - September 22, 2004
METROPOLITAN LIFE INSURANCE COMPANY
August 31, 2004 - September 22, 2004
MSI FINANCIAL SERVICES, INC.
August 1, 2003 - September 22, 2004
WALNUT STREET SECURITIES, INC.
November 11, 1999 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
February 3, 1994 - October 28, 1999
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/20/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PEOPLE'S UNITED ADVISORS, INC.
CRD#: 292454 / SEC#: 801-112648
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,076 |
| AUM (Assets Under Management) | $ 845,211,011 |
Red Flags
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