Panfilo Guglielmi

ADVANCED CAPITAL ADVISORS

Fairfield, CT 06824

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CRD#: 1901420

Professional summary

Panfilo Guglielmi JR, CFP® is a registered financial advisor currently at ADVANCED CAPITAL ADVISORS, LLC located in Fairfield, Connecticut.

Panfilo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Panfilo has worked at 2 firms and has passed the Series 27 exam.

Question & Answer

What are your service offerings?

Investment Planning

Tax Planning

Retirement Planning

Employee and Employer Plan Ben...

Estate Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Estate & Generational Planning...

High Net Worth Client Needs

Investment Advice with Ongoing...

Medical Professionals

Retirement Planning & Distribu...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER, PANFILO GUGLIELMI, JR CPA, A CPA AND TAX PREPARATION FIRM, THIS IS THE SECONDARY BUSINESS OF PANFILO GUGLIELMI JR AND IT TAKES THE MINORITY OF HIS TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Panfilo Guglielmi JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

January 1, 2006 - Present

ADVANCED CAPITAL ADVISORS, LLC

Office #1: 140 Sherman Street 4th Floor, Fairfield, CT 06824Office #2: 628 Hebron Avenue, Building 2, Glastonbury, CT 06033

RIA

CRD#: 113628

Fairfield, CT

Past

January 26, 2005 - December 31, 2005

ADVANCED CAPITAL ADVISORS, LLC

RIA

CRD#: 113628

FAIRFIELD, CT

Past

July 24, 2000 - December 31, 2004

ADVANCED CAPITAL ADVISORS, LLC

RIA

CRD#: 113628

FAIRFIELD, CT

Past

February 27, 1989 - April 1, 1991

ARGO CAPITAL CORPORATION

CRD#: 20394

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/1/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Principal/Supervisory Exam

Series 27

Date: 2/13/1989

Financial and Operations Principal Examination

Current Firm

ADVANCED CAPITAL ADVISORS, LLC

CRD#: 113628 / SEC#:

Connecticut

Registered Investment Advisory firm - (7/24/2000 Approved)

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Contact information

Main Address

140 Sherman Street 4th Floor, Fairfield, CT 06824

Mailing Address

Phone number

(203) 255-0504

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	375
AUM (Assets Under Management)	$ 105,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Panfilo Guglielmi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Panfilo Guglielmi JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED CAPITAL ADVISORS, LLC

ADVANCED CAPITAL ADVISORS, LLC

ADVANCED CAPITAL ADVISORS, LLC

ARGO CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 27

Date: 2/13/1989

Current Firm

ADVANCED CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVANCED CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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