Greg P. Giordano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Greg Paul Giordano was a registered financial professional .
Greg is a previously registered financial professional and started their career in finance in 1988. Greg had worked at 15 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2013 - December 31, 2013
HIGH STREET SECURITIES, INC.
December 3, 2009 - August 11, 2011
MIDAMERICA FINANCIAL SERVICES, INC.
July 10, 2006 - December 31, 2007
VOYA FINANCIAL ADVISORS, INC.
April 8, 2003 - July 13, 2004
AURA FINANCIAL SERVICES, INC.
November 8, 2000 - April 18, 2001
HAPOALIM SECURITIES USA, INC.
November 14, 1997 - November 21, 2000
JOSEPHTHAL & CO., INC.
May 13, 1997 - November 3, 1997
HAMPSHIRE SECURITIES CORPORATION
February 21, 1997 - May 21, 1997
CONTINENTAL BROKER-DEALER CORP.
July 29, 1993 - March 4, 1997
AMERICORP SECURITIES, INC.
September 10, 1992 - May 25, 1993
M.S. FARRELL & COMPANY, INC.
December 23, 1991 - September 11, 1992
GKN SECURITIES CORP.
October 22, 1991 - November 13, 1991
J. GREGORY & COMPANY, INC.
January 29, 1990 - October 31, 1991
MANCHESTER RHONE SECURITIES CORP.
March 21, 1989 - February 17, 1990
J. T. MORAN & CO., INC.
December 20, 1988 - April 14, 1989
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGH STREET SECURITIES, INC.
CRD#: 104201 / SEC#: , 8-52657
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGH STREET ASSET MANAGEMENT, LLC | OWNER | |
| GRAFF, PAUL RICHARD | GENERAL SECURITIES PRINCIPAL - ASS'T TO DP | 1355392 |
| TERRY, JOHN LUDLOW III | CHIEF FINANCIAL OFFICER | 1972803 |
| TERRY, JOHN LUDLOW III | CHIEF EXECUTIVE OFFICER, PRESIDENT & EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER | 1972803 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
