John M. Cook
Professional summary
John Marvin Cook II was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, John had worked at 7 firms, which includes ARGUS SECURITIES INC., W.J. NOLAN & COMPANY INC., MORGAN TAYLOR & ASSOCIATES INC., MORGAN GRANT CAPITAL CORP., BRAUER & ASSOCIATES INC., STERLING FOSTER & COMPANY INC., FAIRCHILD FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 1998 - October 21, 2002
ARGUS SECURITIES, INC.
January 21, 1998 - April 24, 1998
W.J. NOLAN & COMPANY, INC.
June 27, 1997 - January 26, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
April 4, 1997 - July 3, 1997
MORGAN GRANT CAPITAL CORP.
March 11, 1997 - April 8, 1997
BRAUER & ASSOCIATES, INC.
August 10, 1995 - March 7, 1997
STERLING FOSTER & COMPANY, INC.
May 9, 1995 - July 20, 1995
FAIRCHILD FINANCIAL GROUP, INC.
August 8, 1994 - May 11, 1995
STERLING FOSTER & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARGUS SECURITIES, INC.
CRD#: 7400 / SEC#: , 8-21621
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 5 |
| Bond | 2 |
Red Flags
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