Vincent J. Whelan

WHELAN FINANCIAL

Fresno, CA 93711-5780

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CRD#: 1900908

Professional summary

Vincent Joseph Whelan, CFP®, who also goes by VIn Whelan, is a registered financial advisor currently at WHELAN FINANCIAL located in Fresno, California.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Vincent has worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vin Whelan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Joseph Whelan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

May 24, 2012 - Present

WHELAN FINANCIAL

Office #1: 7700 North Palm Ave. #201, Fresno, CA 93711-5780

RIA

CRD#: 107227

Fresno, CA

Past

February 19, 2003 - November 13, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

November 16, 1998 - February 24, 2003

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

February 18, 1993 - November 16, 1998

UNITED PACIFIC SECURITIES, INC.

CRD#: 21986

CARLSBAD, CA

Past

November 7, 1989 - February 24, 1993

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

November 23, 1988 - November 7, 1989

VALUE EQUITIES CORPORATION

CRD#: 13316

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHELAN FINANCIAL

WHELAN FINANCIAL | WHELAN VINCENT JOSEPH

CRD#: 107227 / SEC#: 801-40071

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/24/2012)

IAR

Texas
(6/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/19/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/22/1991

General Securities Principal Examination

Current Firm

WHELAN FINANCIAL

WHELAN FINANCIAL | WHELAN VINCENT JOSEPH

CRD#: 107227 / SEC#: 801-40071

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

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Contact information

Main Address

7700 North Palm Ave. #201, Fresno, CA 93711-5780

Mailing Address

Phone number

(559) 228-8002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/26/2025)

ADV SUPPLEMENTAL: VINCENT J. WHELAN, CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: PORTIA L. WHITE, CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: MICHAEL J. RYAN,V, CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: TAYLOR J. WHELAN CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: MICHAEL D. MANJARREZ (3/26/2025)

ADV SUPPLEMENTAL: LORI N. ONG, CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: STEPHEN C. DETWEILER CFP(R) (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,581
AUM (Assets Under Management)	$ 674,632,385

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Vincent J. Whelan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Joseph Whelan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

SENTRA SECURITIES CORPORATION

UNITED PACIFIC SECURITIES, INC.

TITAN/VALUE EQUITIES GROUP, INC.

VALUE EQUITIES CORPORATION

Primary Firm SEC Registration

WHELAN FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 5/19/2003

Series 7

Date: 11/19/1988

Series 24

Date: 7/22/1991

Current Firm

WHELAN FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHELAN FINANCIAL

TRUST BUT VERIFY

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