KW
Kimberly S. Wilder
VALIC FINANCIAL ADVISORS
Austin, TX 78731
Some features on this profile are disabled
CRD#: 1900683
KW
Professional summary
Kimberly Shannon Wilder, who also goes by Kimberly Wagner Hall, Kimberly Shannon Wagner, Kimberly Shannon Wagner Wilder, Kim Wilder, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Austin, Texas.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Kimberly has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly Wagner Hall | Kimberly Shannon Wagner | Kimberly Shannon Wagner Wilder | Kim Wilder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rental property. 3605 Cloudy Ridge Rd., Austin, TX 78734. Non investment-related. Commenced this activity 9/20/2017. Duties include maintain records of rental payments and file tax returns. 2% hours/month is devoted to this activity with none during securities trading hours. WEST AUSTIN TRAINING, LLC POSITION: Manager NATURE: Fitness Services in Austin Texas INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2019 ADDRESS: 24040 FM 150, Dripping Springs TX 78620, United States DESCRIPTION: consult on fitness business in Austin Texas RENTAL PROPERTY POSITION: Manager NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2017 ADDRESS: 24040 FM 150, Dripping Springs TX 78620, United States DESCRIPTION: Maintain records for rental property QUIJOTE RANCH HOLDINGS, LLC POSITION: Manager NATURE: Ranch located in south Texas. This is a passive business that includes maintaining a wildlife exemption. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2023 ADDRESS: 24040 FM 150, Dripping Springs TX 78620, United States DESCRIPTION: Maintaining wildlife exemption AGIA POSITION: Agent NATURE: Non-securities insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell non-securities insurance products for AGIA.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Shannon Wilder's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Shannon Wilder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2015 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 3737 Executive Center Drive Suite 111, Austin, TX 78731RIA
BD
CRD#: 42803
Austin, TX
Current
September 3, 2015 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 3737 Executive Center Drive Suite 111, Austin, TX 78731RIA
BD
CRD#: 42803
Austin, TX
Past
April 24, 2012 - March 19, 2014
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
PLANO, TX
Past
April 24, 2012 - March 19, 2014
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
PLANO, TX
Past
November 22, 2010 - April 23, 2012
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
AUSTIN, TX
Past
February 4, 2010 - July 26, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
AUSTIN, TX
Past
February 4, 2010 - July 26, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
AUSTIN, TX
Past
December 15, 2006 - January 14, 2010
NATIONWIDE INVESTMENT ADVISORS, LLC
RIA
CRD#: 142373
COLUMBUS, OH
Past
August 27, 2004 - January 14, 2010
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
September 25, 2002 - July 25, 2003
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
March 26, 1999 - July 9, 2002
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
March 26, 1999 - July 9, 2002
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
December 19, 1991 - April 6, 1999
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 6695
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/23/2025)
IAR
Colorado(6/23/2025)
IAR
Texas(8/27/2015)
RR
Texas(9/3/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
