Mitchell Leung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Leung was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 2000. Mitchell had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2012 - April 7, 2026
PALISADE CAPITAL MANAGEMENT, LP
August 30, 2010 - July 15, 2011
TWENTY-FIRST SECURITIES CORPORATION
September 20, 2004 - May 15, 2008
WELLS FARGO SECURITIES, LLC
February 12, 2002 - July 26, 2004
BOSTON PARTNERS SECURITIES, L.L.C.
July 25, 2000 - November 5, 2001
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
PALISADE CAPITAL MANAGEMENT, LP
CRD#: 104581 / SEC#: 801-48401
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/14/2010
Limited Representative-Equity Trader ExamCurrent Firm
PALISADE CAPITAL MANAGEMENT, LP
CRD#: 104581 / SEC#: 801-48401
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,412 |
| AUM (Assets Under Management) | $ 4,225,941,279 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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