Steven G. Trapp
Professional summary
Steven Gale Trapp was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Steven had worked at 9 firms, which includes T.L. GROUP INC., DEL MAR FINANCIAL SERVICES INCORPORATED, FIRST ASSOCIATED SECURITIES GROUP INC., PACIFIC CORTEZ SECURITIES INCORPORATED, DEL MAR SECURITIES INC., PACIFIC COAST FINANCIAL SECURITIES INC., FIRST AMERICAN BILTMORE SECURITIES INC., WILSON-DAVIS & CO. INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1996 - September 19, 1997
T.L. GROUP, INC.
March 10, 1995 - March 24, 1995
DEL MAR FINANCIAL SERVICES, INCORPORATED
December 22, 1994 - February 27, 1995
FIRST ASSOCIATED SECURITIES GROUP, INC.
November 9, 1992 - January 1, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
March 2, 1992 - September 2, 1992
DEL MAR SECURITIES, INC.
January 9, 1992 - February 26, 1992
PACIFIC COAST FINANCIAL SECURITIES, INC.
March 1, 1991 - December 19, 1991
FIRST AMERICAN BILTMORE SECURITIES, INC.
June 14, 1990 - December 15, 1990
WILSON-DAVIS & CO., INC.
March 14, 1989 - June 19, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
T.L. GROUP, INC.
CRD#: 22097 / SEC#: , 8-39546
Contact information
Documents
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