Eleanora M. Jensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eleanora Marlene Jensen, CFP®, who also goes by Eleanora Calvert, Peet Calvert, Eleanora M Jensen, Norry Jensen Cfp, Norry Jensen, Eleanora Marlene Norry, Eleanora Norry, Eleanora Peet, was a registered financial professional .
Eleanora is a previously registered financial professional and started their career in finance in 1988. Eleanora had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2010 - November 19, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 1, 2008 - July 31, 2009
FFEC WEALTH PARTNERS LLC
October 1, 2008 - July 31, 2009
FFEC WEALTH PARTNERS LLC
November 1, 2006 - December 31, 2006
HFG ADVISORS, L.L.C.
November 1, 2006 - August 19, 2008
MML INVESTORS SERVICES, LLC
October 25, 2006 - August 19, 2008
MML INVESTORS SERVICES, LLC
December 13, 2001 - May 10, 2005
ALLSTATE FINANCIAL SERVICES, LLC
May 1, 2000 - July 6, 2001
WELLS FARGO CLEARING SERVICES, LLC
May 11, 1998 - June 2, 1998
SIGNAL SECURITIES, INC.
November 19, 1996 - May 15, 1998
SUPERIOR FINANCIAL GROUP, INC.
March 1, 1994 - December 12, 1994
PRINCIPAL FINANCIAL SECURITIES,INC.
April 8, 1991 - March 17, 1994
EQUITY SERVICES, INC.
December 14, 1990 - January 25, 1991
METROPOLITAN LIFE INSURANCE COMPANY
December 14, 1990 - January 25, 1991
MSI FINANCIAL SERVICES, INC.
August 17, 1989 - November 14, 1990
IDS LIFE INSURANCE COMPANY
August 17, 1989 - November 14, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
May 22, 1989 - August 22, 1989
FIRM ONE SECURITIES, INCORPORATED
March 30, 1989 - May 31, 1989
U.S. ADVISORS, INC.
March 7, 1989 - March 30, 1989
CAPITAL FIRST SECURITIES, INC.
December 20, 1988 - March 4, 1989
INVESTORS CENTER, INC.
Primary Firm SEC Registration
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
