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Michael L. Accurso

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CRD#: 1900337
MA

Professional summary

Michael Louis Accurso was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Michael had worked at 2 firms, which includes BRIARWOOD INVESTMENT COUNSEL, MAIDSTONE FINANCIAL INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 12, 1997 - July 20, 1999

BRIARWOOD INVESTMENT COUNSEL

BD
CRD#: 6368
NEW YORK, NY
Past

April 12, 1994 - November 18, 1997

MAIDSTONE FINANCIAL, INC.

BD
CRD#: 31804
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/28/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/11/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/23/1995
General Securities Principal Examination

Current Firm

BI
BRIARWOOD INVESTMENT COUNSEL
BRIARWOOD INVESTMENT COUNSEL | CHARLES A. NEFF INVESTMENTS, INC. | BRIARWOOD SECURITIES CORPORATION

CRD#: 6368 / SEC#: , 8-21715

BD
Terminated by SEC on 12/05/2000
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 12/28/1976
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PETKANAS, DEANSOLE SHAREHOLDER2001896
PETKANAS, DEANSHAREHOLDER2001896

Disclosures

Regulatory Event3
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRIARWOOD INVESTMENT COUNSEL

CRD#: 6368

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