Keith J. Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith James Weber was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1988. Keith had worked at 11 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2019 - April 10, 2021
CUVANTIS WEALTH PLANNING, LLC
August 23, 2017 - May 1, 2018
SORRENTO PACIFIC FINANCIAL, LLC
August 23, 2017 - May 1, 2018
CUSO FINANCIAL SERVICES, L.P.
February 21, 2006 - October 3, 2007
ESSEX NATIONAL SECURITIES, LLC
February 21, 2006 - October 3, 2007
ESSEX NATIONAL SECURITIES, LLC
January 1, 1999 - November 11, 2005
CUSO FINANCIAL SERVICES, L.P.
June 16, 1998 - November 11, 2005
CUSO FINANCIAL SERVICES, L.P.
November 13, 1991 - June 17, 1998
CUNA BROKERAGE SERVICES, INC.
August 14, 1991 - November 25, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 14, 1991 - November 25, 1991
PRUCO SECURITIES, LLC.
June 13, 1989 - August 6, 1991
FAIRCHILD FINANCIAL GROUP, INC.
March 2, 1989 - June 21, 1989
MARSHALL DAVIS, INC.
February 22, 1989 - March 16, 1989
SECURITIES USA, INC.
November 23, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CUVANTIS WEALTH PLANNING, LLC
CRD#: 299553 / SEC#:
Contact information
Red Flags
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