Deborah Lynn Bishopp
CFP®Professional Summary
Deborah Lynn Bishopp, CFP®, who also goes by Deborah Lynn Mcbride, is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Gilbert, Arizona. Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Deborah has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Deborah Lynn Mcbride
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
Contact Information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126Phone Number
(866) 991-1539Established
Delaware since 04/09/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
67SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
5,848AUM (Assets Under Management)
$607,877,168Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
State Registrations and Notice Filings
(5/12/2015)
(5/20/2015)
(5/12/2015)
(5/13/2015)
(5/12/2015)
(5/12/2015)
(5/12/2015)
(5/13/2015)
(6/18/2026)
(5/12/2015)
(5/12/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Jun 1990About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1988About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Deborah Lynn Bishopp's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Deborah Lynn Bishopp's CRS (Customer Relationship Summary).
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