DB
Deborah L. Bishopp
GRADIENT SECURITIES
Gilbert, AZ 85296
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CRD#: 1899941
DB
Professional summary
Deborah Lynn Bishopp, CFP®, who also goes by Deborah Lynn Mcbride, is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Gilbert, Arizona.
Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Deborah has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Deborah Lynn Mcbride
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) IMPACT WEALTH ADVISORY, PLLC; INVT REL; 428 S. GILBERT ROAD, SUITE 109, GILBERT AZ 85296; FINANCIAL SERVICES; MANAGING MEMBER; START DATE 10/2018; 160 HRS/MO; 160 HRS/MO DURING TRADING; DBA FOR SECURITIES/ADVISORY SERVICES/INSURANCE. 2) BISHOPP INSURANCE SERVICES, LLC; INVT REL; 428 S. GILBERT ROAD, SUITE 109, GILBERT AZ 85296; LLC; MANAGING MEMBER; START 04/2015; 0 HRS/MO; 0 HR/MO DURING TRADING; LLC - OPEN ENTITY. 3) DEBORAH BISHOPP; INVT REL; 428 S. GILBERT ROAD, SUITE 109, GILBERT AZ 85296; OWNER; REAL ESTATE(RENTAL PROPERTY/PASSIVE INVESTMENT); START 04/2020; 1HR/MO; RENTAL PROPERTY. 4) BUSINESS NETWORK INTERNATIONAL; NOT INVT RELATED; 428 S. GILBERT ROAD, SUITE 109, GILBERT AZ 85296; BUSINESS NETWORKING; MEMBERSHIP COMMITTEE; START 10/2021; 10 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOURS; BUSINESS NETWORKING. 4) DEBORAH BISHOPP; INVT REL; 26951 S WILD ANTELOPE PLACE, SONOITA, AZ 85637; OWNER; REAL ESTATE(RENTAL PROPERTY/PASSIVE INVESTMENT); START 11/2021; 1HR/MO; RENTAL PROPERTY.
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Lynn Bishopp's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Deborah Lynn Bishopp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
May 12, 2015 - Present
GRADIENT SECURITIES, LLC
Office #1: 428 S. Gilbert Rd Suite 109, Gilbert, AZ 85296RIA
BD
CRD#: 127701
Gilbert, AZ
Current
May 12, 2015 - Present
GRADIENT SECURITIES, LLC
Office #1: 428 S. Gilbert Rd Suite 109, Gilbert, AZ 85296RIA
BD
CRD#: 127701
Gilbert, AZ
Past
May 25, 2012 - May 20, 2015
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
CHESTERFIELD, MO
Past
May 15, 2012 - May 18, 2015
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
Gilbert, AZ
Past
September 2, 2004 - May 25, 2012
WRP INVESTMENTS, INC.
RIA
CRD#: 7365
CHANDLER, AZ
Past
May 20, 2003 - May 25, 2012
WRP INVESTMENTS, INC.
BD
CRD#: 7365
CHANDLER, AZ
Past
September 14, 1994 - May 29, 2003
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
November 25, 1988 - September 13, 1994
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/12/2015)
IAR
Arizona(5/20/2015)
RR
California(5/12/2015)
IAR
California(5/13/2015)
RR
Colorado(5/12/2015)
IAR
Colorado(5/12/2015)
RR
Michigan(5/12/2015)
IAR
Michigan(5/13/2015)
RR
Washington(5/12/2015)
IAR
Washington(5/12/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GRADIENT SECURITIES, LLC
CRD#: 127701Gilbert, AZ 85296TRUST BUT VERIFY
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