JM
Jane M. Murphy
TANDEM WEALTH ADVISORS
Dallas, TX
Some features on this profile are disabled
CRD#: 1899747
JM
Professional summary
Jane Michael Murphy, who also goes by Jane Micheal Murphy, is a registered financial advisor currently at TANDEM WEALTH ADVISORS located in Dallas, Texas.
Jane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Jane has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jane Micheal Murphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ACCELERATION RETIREMENT LLC. LEAD GENERATION & CONSULTING 50%OWNER. 12HRS A WK.
2)PROPERTY OWNER - LANDLORD
RENTAL PROPERTY - BEACH HOUSE IN N. CALIFORNIA RENT OUT WHEN I AM NOT USING IT.
NON-INVESTMENY RELATED
2 HOURS PER MONTH
3.EMPLOYEE OF STABLE TWO (RIA)
CRS (Client Relationship Summary) - RIA
Click below to view Jane Michael Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2022 - Present
TANDEM WEALTH ADVISORS
RIA
CRD#: 157794
Dallas, TX
Past
March 10, 2009 - April 29, 2011
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
DALLAS, TX
Past
January 1, 2008 - February 12, 2009
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
September 1, 1995 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
WESTLAKE, TX
Past
November 29, 1994 - September 1, 1995
FIDELITY DISTRIBUTORS CORPORATION
BD
CRD#: 6848
SMITHFIELD, RI
Past
May 12, 1993 - September 12, 1994
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
January 22, 1992 - April 23, 1993
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
January 20, 1992 - April 23, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
November 23, 1988 - September 6, 1991
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TANDEM WEALTH ADVISORS
TANDEM WEALTH ADVISORS | TANDEM WEALTH ADVISORS, LLC | TANDEM WEALTH ADVISORS LLC
CRD#: 157794 / SEC#: 801-115170
RIA
Registered Investment Advisory firm - (4/26/2019 Approved)Arizona
Registered Investment Advisory firm - (6/14/2019 Terminated)California
Registered Investment Advisory firm - (7/14/2019 Terminated)Colorado
Registered Investment Advisory firm - (6/20/2019 Terminated)Florida
Registered Investment Advisory firm - (10/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (6/14/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/17/2019 Terminated)Texas
Registered Investment Advisory firm - (6/14/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/30/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/4/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TW
TANDEM WEALTH ADVISORS
TANDEM WEALTH ADVISORS | TANDEM WEALTH ADVISORS, LLC | TANDEM WEALTH ADVISORS LLC
CRD#: 157794 / SEC#: 801-115170
RIA
Registered Investment Advisory firm - (4/26/2019 Approved)Arizona
Registered Investment Advisory firm - (6/14/2019 Terminated)California
Registered Investment Advisory firm - (7/14/2019 Terminated)Colorado
Registered Investment Advisory firm - (6/20/2019 Terminated)Florida
Registered Investment Advisory firm - (10/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (6/14/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/17/2019 Terminated)Texas
Registered Investment Advisory firm - (6/14/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1850 N. Central Avenue, Suite 330, Phoenix, AZ 85004
Mailing Address
Phone number
(602) 297-8600
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 673 |
| AUM (Assets Under Management) | $ 223,381,718 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
