Sidney E. Dusang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Eugene Dusang, who also goes by Sid Dusang, was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 1988. Sidney had worked at 4 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2010 - November 27, 2012
WORLD CAPITAL BROKERAGE, INC.
August 1, 2008 - August 4, 2010
NATIONWIDE SECURITIES, LLC
June 28, 2002 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
June 26, 2001 - June 4, 2002
1717 CAPITAL MANAGEMENT COMPANY
November 23, 1988 - May 9, 2001
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
