Guy D. Allert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guy Douglas Allert was a registered financial professional .
Guy is a previously registered financial professional and started their career in finance in 1989. Guy had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2015 - May 4, 2015
DILLON - GAGE SECURITIES, INC.
June 8, 2015 - February 8, 2023
MCCLURE CAPITAL ADVISORS, INC.
January 23, 2014 - January 27, 2016
DILLON - GAGE SECURITIES, INC.
November 5, 2007 - October 31, 2013
MIDAMERICA FINANCIAL SERVICES, INC.
January 25, 2005 - November 16, 2007
DILLON - GAGE SECURITIES, INC.
October 2, 2003 - November 24, 2003
DILLON - GAGE SECURITIES, INC.
November 23, 1998 - December 4, 2001
FLEXVEST SECURITIES GROUP, INC.
February 18, 1997 - March 3, 1998
DILLON - GAGE SECURITIES, INC.
April 15, 1996 - September 6, 1996
DILLON - GAGE SECURITIES, INC.
June 30, 1994 - October 7, 1994
CITIGROUP GLOBAL MARKETS INC.
February 21, 1992 - July 6, 1992
GRAND FINANCIAL, INC.
February 28, 1991 - March 25, 1991
FEC SECURITIES CORPORATION
February 6, 1989 - November 14, 1989
THE CHAMPION GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DILLON - GAGE SECURITIES, INC.
CRD#: 10821 / SEC#: , 8-27126
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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