Angela M. Peters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela Marleen Peters, who also goes by Angie Peters, was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 1989. Angela had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2000 - October 18, 2000
JWGENESIS SECURITIES, INC.
March 8, 2000 - April 19, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 17, 1999 - September 27, 1999
JW GENESIS CLEARING CORP.
December 5, 1995 - June 12, 1997
CHARLES SCHWAB & CO., INC.
October 5, 1995 - December 4, 1995
UBS CAPITAL MARKETS L.P.
March 7, 1995 - April 10, 1995
GAINEY FINANCIAL SERVICES, INC.
October 12, 1994 - January 3, 1995
SENTRA SECURITIES CORPORATION
September 22, 1994 - January 3, 1995
SPELMAN & CO., INC.
July 13, 1994 - September 29, 1994
REGENCY CAPITAL GROUP, INC.
June 25, 1993 - May 31, 1994
MONTGOMERY SECURITIES
June 19, 1991 - April 5, 1993
ALPHA MANAGEMENT, INC.
June 15, 1989 - September 5, 1990
YAEGER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JWGENESIS SECURITIES, INC.
CRD#: 33832 / SEC#: , 8-46367
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
