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Becky S. Lynch
CALTON & ASSOCIATES
Hagerstown, MD 21740
Some features on this profile are disabled
CRD#: 1899295
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Professional summary
Becky Sue Lynch, who also goes by Becky Lynch Benfer, is a registered financial advisor currently at CALTON & ASSOCIATES, INC. located in Hagerstown, Maryland.
Becky is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Becky has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Becky Lynch Benfer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Shepherd's Hill. DBA an Agriculturist. Non-Investment related. Address: 2383 Old Washington Rd. Westminster, MD 21157. Nature of Business: Agriculture. Position/Title/Relationship: Owner. Start Date: 05/2000. Hours per month: 120. Hours per month during Securities trading hours: 4. Duties/Responsibilities: Own and operate farm raising sheep and dogs. 2) Name of Business: Livestock Judge. Non-Investment related. Address: 2383 Old Washington Rd. Nature of Business: Livestock Shows. Position/Title/Relationship: Judge. Start Date: 1987. Hours per month: 4. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Judge livestock shows. 3) Name of Business: Fixed Insurance. Non-Investment related. Address: 119 King Street, Hagerstown, MD 21740. Nature of Business: Insurance sales. Position/Title/Relationship: Agent. Start Date 09/22/2022 . Hours per month: 1.Hours per month during trading hours: 1. Duties/Responsibilities: Life insurance with LTC rider offer term life insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Becky Sue Lynch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Becky Sue Lynch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2018 - Present
CALTON & ASSOCIATES, INC.
Office #1: 119 King Street, Hagerstown, MD 21740RIA
BD
CRD#: 20999
Hagerstown, MD
Current
August 28, 2018 - Present
CALTON & ASSOCIATES, INC.
Office #1: 119 King Street, Hagerstown, MD 21740RIA
BD
CRD#: 20999
Hagerstown, MD
Past
August 21, 2017 - August 29, 2018
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
HAGERSTOWN, MD
Past
June 13, 2017 - August 29, 2018
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
HAGERSTOWN, MD
Past
August 24, 2015 - June 13, 2017
WILBANKS SECURITIES ADVISORY
RIA
CRD#: 118304
HAGERSTOWN, MD
Past
July 1, 2015 - June 13, 2017
WILBANKS SECURITIES, INC.
BD
CRD#: 40673
OKLAHOMA CITY, OK
Past
January 2, 2009 - June 15, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
HAGERSTOWN, MD
Past
June 5, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
HAGERSTOWN, MD
Past
June 4, 2008 - June 15, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
HAGERSTOWN, MD
Past
May 31, 2006 - June 5, 2008
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
HAGERSTOWN, MD
Past
May 25, 2006 - June 5, 2008
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
HAGERSTOWN, MD
Past
May 29, 2003 - March 2, 2006
IFMG SECURITIES, INC.
RIA
CRD#: 14416
WESTMINSTER, MD
Past
February 7, 2003 - March 2, 2006
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
October 19, 2001 - February 10, 2003
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
WESTMINSTER, MD
Past
October 1, 2001 - February 10, 2003
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
April 4, 2000 - October 2, 2001
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
CHARLOTTE, NC
Past
September 29, 1998 - April 18, 2000
COMPULIFE INVESTOR SERVICES, INC.
BD
CRD#: 21543
ST. CLOUD, MN
Past
April 7, 1997 - September 29, 1998
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
November 19, 1996 - April 7, 1997
SAFEGUARD SECURITIES, INC.
BD
CRD#: 31256
MAYFIELD HEIGHTS, OH
Past
March 21, 1991 - November 22, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
March 21, 1991 - November 22, 1996
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
November 23, 1988 - December 24, 1990
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CALTON & ASSOCIATES, INC.
CALTON | IEP FINANCIAL | CALTON & ASSOCIATES, INC.
CRD#: 20999 / SEC#: 801-70036, 8-38635
RIA
Registered Investment Advisory firm - SEC (4/7/2009 Approved)California
Registered Investment Advisory firm - SEC (4/13/2009 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/20/2009 Terminated)Delaware
Registered Investment Advisory firm - SEC (4/23/2009 Terminated)Florida
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kentucky
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)Michigan
Registered Investment Advisory firm - SEC (5/7/2009 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Montana
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/17/2009 Terminated)Nevada
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)New Jersey
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/9/2009 Terminated)Texas
Registered Investment Advisory firm - SEC (4/7/2009 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/28/2018)
RR
Georgia(8/28/2018)
RR
Maryland(8/28/2018)
IAR
Maryland(8/28/2018)
RR
Ohio(8/28/2018)
RR
Pennsylvania(8/28/2018)
RR
South Carolina(8/29/2018)
RR
Virginia(8/30/2018)
RR
West Virginia(8/28/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
C&
CALTON & ASSOCIATES, INC.
CALTON | IEP FINANCIAL | CALTON & ASSOCIATES, INC.
CRD#: 20999 / SEC#: 801-70036, 8-38635
RIA
Registered Investment Advisory firm - SEC (4/7/2009 Approved)California
Registered Investment Advisory firm - SEC (4/13/2009 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/20/2009 Terminated)Delaware
Registered Investment Advisory firm - SEC (4/23/2009 Terminated)Florida
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kentucky
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)Michigan
Registered Investment Advisory firm - SEC (5/7/2009 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Montana
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/17/2009 Terminated)Nevada
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)New Jersey
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/9/2009 Terminated)Texas
Registered Investment Advisory firm - SEC (4/7/2009 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607
Mailing Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607
Phone number
(813) 264-0440
Established
Florida since 09/17/1987
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
515
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CICCATI, RANDALL LEE | CEO / DIRECTOR | 1569353 |
| CICCATI, RANDALL LEE | SHAREHOLDER | 1569353 |
| SINGH, RAMESHWAR | DIRECTOR / SECRETARY /PRESIDENT OF ADVISORY SERVICES | 4660047 |
| SINGH, RAMESHWAR | SHAREHOLDER | 4660047 |
| CICCATI, JILL MARIE | SHAREHOLDER | |
| THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST | SHAREHOLDER, LOUIS CICCATI AND ADELINE CARMELA CICCATI, TTEE | |
| CALTON, DEREK JAY | VICE PRESIDENT - DIRECTOR | 1192608 |
| CALTON, DWAYNE KENT | PRESIDENT - DIRECTOR | |
| CICCATI, ADELINE CARMELA | TRUSTEE OF THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST | |
| CICCATI, AUSTIN LOUIS | SHAREHOLDER | 6351650 |
| CICCATI, CARLY MARIE | SHAREHOLDER | 6351667 |
| COLE, DAVID SCOTT | CHIEF FINANCIAL OFFICER/FINOP | 4181156 |
| RAHMOUNI IDRISSI, SAAD | CHIEF COMPLIANCE OFFICER | 4071743 |
| RICHARDSON, PAUL REID | CHIEF OPERATIONS OFFICER | 1006146 |
Regulatory assets under management
| Total Number of Accounts | 7,559 |
| AUM (Assets Under Management) | $ 1,216,021,701 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CALTON & ASSOCIATES, INC.
CRD#: 20999Hagerstown, MD 21740TRUST BUT VERIFY
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