Bonnie M. Smallwood
Professional summary
Bonnie Mills Smallwood, who also goes by Bonnie Mills Messer, is a registered financial advisor currently at TONE CAPITAL, LLC located in Richmond, Virginia.
Bonnie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Bonnie has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bonnie Mills Smallwood's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2018 - Present
TONE CAPITAL, LLC
Office #1: 4120 W. Broad Street, Richmond, VA 23230January 2, 2013 - May 19, 2017
BB&T SECURITIES, LLC
February 2, 1998 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
November 23, 1988 - December 2, 1997
BOWLES HOLLOWELL CONNER & CO.
Primary Firm SEC Registration
TONE CAPITAL, LLC
CRD#: 285622 / SEC#: 801-132702
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/13/2018)
Exams
Current Firm
TONE CAPITAL, LLC
CRD#: 285622 / SEC#: 801-132702
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 299 |
| AUM (Assets Under Management) | $ 103,231,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TONE CAPITAL, LLC
CRD#: 285622Richmond, VA 23230TRUST BUT VERIFY
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