Robert A. Canterbury

DOPKINS WEALTH MANAGEMENT

Williamsville, NY 14221

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CRD#: 1899073

Professional summary

Robert Allen Canterbury, CFP®, who also goes by Robert Alan Canterbury, is a registered financial advisor currently at DOPKINS WEALTH MANAGEMENT, LLC located in Williamsville, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Education Planning

Employee and Employer Plan Ben...

Health Care

Tax Planning

Comprehensive Financial Planni...

Debt Management

Investment Planning

Retirement Planning

How do you get paid?

Commission and Fee

Are you a "fiduciary"?

Yes

Aliases

Robert Alan Canterbury

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allen Canterbury's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

August 4, 2023 - Present

DOPKINS WEALTH MANAGEMENT, LLC

Office #1: 200 International Drive, Williamsville, NY 14221

RIA

CRD#: 124209

Williamsville, NY

Past

April 22, 2021 - August 2, 2023

THE AFFINITY GROUP, LLC

RIA

CRD#: 283819

LATHAM, NY

Past

December 9, 1994 - December 27, 2016

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

ALBANY, NY

Past

October 25, 1989 - December 9, 1994

MERCER ALLIED CORPORATION

CRD#: 7829

ALBANY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOPKINS WEALTH MANAGEMENT, LLC

CRD#: 124209 / SEC#: 801-61818

RIA

Registered Investment Advisory firm - (3/14/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/4/2023)

IAR

Texas
(10/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/9/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/6/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Current Firm

DOPKINS WEALTH MANAGEMENT, LLC

CRD#: 124209 / SEC#: 801-61818

RIA

Registered Investment Advisory firm - (3/14/2003 Approved)

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Contact information

Main Address

200 International Drive, Williamsville, NY 14221

Mailing Address

Phone number

(716) 634-8800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOPKINS WEALTH FORM ADV PART 2A (4/4/2025)

Regulatory assets under management

Total Number of Accounts	741
AUM (Assets Under Management)	$ 645,557,984

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Robert A. Canterbury

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allen Canterbury's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE AFFINITY GROUP, LLC

MERCER ALLIED COMPANY, L.P.

MERCER ALLIED CORPORATION

Primary Firm SEC Registration

DOPKINS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/9/1994

Series 63

Date: 1/6/1990

SIE

Date: 12/27/2016

Series 7

Date: 10/21/1989

Current Firm

DOPKINS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOPKINS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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