Richard A. Crosby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Alan Crosby was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1989. Richard had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 1992 - October 15, 1992
SCHNEIDER SECURITIES, INC.
September 16, 1991 - November 14, 1991
TAMARON INVESTMENTS, INC.
December 14, 1990 - January 7, 1991
ALLIANCE SECURITIES CORPORATION
November 20, 1990 - December 14, 1990
FIRST CHOICE SECURITIES CORP.
November 16, 1990 - November 20, 1990
PAULSON INVESTMENT COMPANY LLC
November 5, 1990 - November 23, 1990
BURNETT, GREY & CO., INC.
May 16, 1990 - November 30, 1990
H. T. FLETCHER SECURITIES INCORPORATED
February 14, 1990 - May 23, 1990
CENTURY CAPITAL CORP. OF SOUTH CAROLINA
January 24, 1989 - February 17, 1990
H. T. FLETCHER SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHNEIDER SECURITIES, INC.
CRD#: 16434 / SEC#: , 8-33967
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHNEIDER FINANCIAL CORP | CORPORATION | |
| BIXLER, CLARENCE LEROY JR | DIRECTOR | 22327 |
| DURAYBITO, SIEGFRIED PETER | OWNER | 1030619 |
| HINKLE, STEVEN RAY | CHIEF EXECUTIVE OFFICER/DIRECTOR | 838034 |
| KOCH, KEITH ARLAN | DIRECTOR | 1197658 |
| LOWE, TERRI ELAINE | CHIEF FINANCIAL OFFICER/DIRECTOR | 1823203 |
| MCENENY, TIMOTHY SEAN JR | OWNER | 2250543 |
| MURRAY, JAY ALAN | OWNER | 1958868 |
| NORTON, GREGORY BRUCE | DIRECTOR | 2041583 |
| OROURKE, THOMAS JOSEPH | PRESIDENT/DIRECTOR | 353467 |
| ROUSE, RICHARD JOHN | VICE-PRESIDENT/DIRECTOR | 1135898 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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