Stephen L. Callahan
Professional summary
Stephen Luke Alistaire Callahan, who also goes by Stephen Luke Alistair Callahan, Stephen Luke Alistare Callahan, is a registered financial advisor currently at CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC. located in Woodland Hills, California and U.S. BROKERAGE, INC. located in Woodland Hills, California.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Stephen has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Luke Alistaire Callahan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2015 - Present
CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC.
Office #1: 21550 Oxnard St. Suite 300, Woodland Hills, CA 91367November 1, 2002 - Present
U.S. BROKERAGE, INC.
February 14, 2013 - December 31, 2014
CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC.
August 14, 2012 - December 31, 2012
CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC.
August 21, 2002 - October 29, 2002
1ST DISCOUNT BROKERAGE, INC.
February 4, 2000 - August 21, 2002
ACUMENT SECURITIES, INC.
March 30, 1994 - March 4, 1998
GRIFFIN FINANCIAL SERVICES
July 17, 1991 - October 27, 1992
GRIFFIN FINANCIAL SERVICES
April 20, 1989 - June 24, 1991
MORGAN STANLEY DW INC.
January 9, 1989 - April 1, 1989
JP MICHAEL CO.
November 14, 1988 - January 7, 1989
WESTMONT SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2002)
(2/18/2015)
(4/9/2009)
Exams
Series 62
Date: 11/11/1988
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC.
CRD#: 137293 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 997,860 |
Red Flags
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