William L. Haynes
Professional summary
William Lucas Haynes was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, William had worked at 5 firms, which includes TAJ GLOBAL EQUITIES INC., TUSCANY EQUITY MANAGEMENT CORPORATI0N, UBS FINANCIAL SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, J. B. HANAUER & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 1997 - August 29, 1997
TAJ GLOBAL EQUITIES, INC.
August 27, 1996 - May 7, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N
October 21, 1993 - August 22, 1996
UBS FINANCIAL SERVICES INC.
August 2, 1990 - October 26, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 23, 1988 - August 10, 1990
J. B. HANAUER & CO.
State Registrations and Notice Filings
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Exams
Current Firm
TAJ GLOBAL EQUITIES, INC.
CRD#: 31768 / SEC#: , 8-45537
Contact information
Documents
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