Garrett Bradford Cunningham
AIF®, ChFC®Professional Summary
Garrett Bradford Cunningham, AIF®, ChFC® is a registered financial advisor currently at CLEARWAVE CAPITAL located in Upland, California. Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Garrett has worked at 4 firms and has passed the Series 65, Series 63, Series 72, SIE, Series 42, Series 52, Series 62, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
CLEARWAVE CAPITAL | CLEARWAVE CAPITAL, LLC
Contact Information
Main Address
1425 West Foothill Blvd Suite 120, Upland, CA 91786Phone Number
(909) 949-9446# of Employees
3SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
758AUM (Assets Under Management)
$359,215,149Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CLEARWAVE CAPITAL | CLEARWAVE CAPITAL, LLC
State Registrations and Notice Filings
(9/3/2025)
(9/3/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Oct 2018Series 42 — Registered Options Representative Examination
Passed Aug 2013Series 62 — Corporate Securities Limited Representative Examination
Passed Mar 1995Series 22 — Direct Participation Programs Representative Examination
Passed Mar 1989About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1988About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Garrett Bradford Cunningham's CRS (Customer Relationship Summary).
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