John D. Vaughan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Daniel Vaughan JR, who also goes by John Daniel Vaughan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 1995 - April 3, 1998
BB&T INVESTMENT SERVICES OF SOUTH CAROLINA, INC.
July 3, 1995 - January 27, 2015
BB&T INVESTMENT SERVICES, INC.
January 12, 1993 - July 3, 1995
SOUTHERN NATIONAL INVESTMENT SERVICES, INC.
June 17, 1991 - December 31, 1992
SOUTHERN FINANCIAL GROUP, INC.
August 10, 1990 - April 19, 1991
DETWILER FENTON WEALTH MANAGEMENT INC
November 28, 1988 - December 21, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BB&T INVESTMENT SERVICES OF SOUTH CAROLINA, INC.
CRD#: 36257 / SEC#: , 8-47134
Contact information
Documents
Red Flags
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